Financial Services

The financial services sector is one of the industries in which regulation plays a crucial factor. As such it is important that people working within the sector are properly vetted. It will also be mandatory for checks to be conducted into those who may be employed in a controlled function that is regulated by the FSA. These individuals are commonly referred to as 'approved persons'.

Depending on the depth required, we recommend that the following checks will be most relevant to such individuals. In any case we recommend that the Compliance Check and the CRB Check should be conducted:

• Compliance/Anti-Money Laundering
• Integrity Check
• Employee Check
• Terror Check (where appropriate)
• CRB Check